- Posts by Thomas A. Pennington
MemberTom represents financial institutions, and also advises fintech start-ups and clients in the investment management sector, with an emphasis on private fund formation and compliance. He has led and documented corporate ...
MVA is proud to once again be a sponsoring partner for The Clearing House + Bank Policy Institute Annual Conference, which took take place in New York on November 19–21. Now in its ninth year, The Clearing House + Bank Policy Institute Annual Conference is the leading conference for key regulatory, legal, and payments issues facing America’s largest commercial banks. Held for two and a half days at The Pierre Hotel in New York, the TCH + BPI Annual Conference brings together the industry’s leading executives and thought leaders – C-suite financial services executives ...
2018 ANNUAL CONFERENCE (Nov. 2018): We are proud to once again be a sponsoring partner for The Clearing House + Bank Policy Institute Annual Conference, which will take place in New York on November 26–28, 2018. The Annual Conference provides a forum for the industry’s leaders to examine the changing dynamics of the bank regulatory and payments landscape. Keynote speakers for this year’s conference include Jelena McWilliams, Chair of the FDIC, Antony Phillipson, British Consul General in New York and HM Trade Commissioner for North America, Richard Clarida, Vice Chairman of ...
Financial Regulatory Advice and Response Team members Neil Bloomfield, Ed O’Keefe, Tom Pennington, and Kris Whittaker attended the Prudential Regulation Conference presented by SIFMA and The Clearing House in Washington, D.C. This year’s conference was focused on the future of prudential regulation, including the new leadership at the prudential agencies. The conference included insights from the Joseph M. Otting, Comptroller of the Currency, Mark E. Van Der Weide, General Counsel for the Federal Reserve, and Jelena McWilliams, Chairman of the FDIC, among others. There ...
Jim McLoughlin, Ed O’Keefe and Tom Pennington issued a client alert titled, “Focusing on the Mission While Watching Macro Trends,” on August 16, 2017. The alert provides clients with guidance on how to focus on a commonly understood corporate mission while watching for macro trends which ultimately will reduce the risk of unstable environments. The three macro trends discussed in the article include: The US Common Market Is Fraying; Reduced Returns Heighten Focus on Costs; and Process-Based Management Can Be More Fully Deployed. Click here to read more.
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The latest from MVA White Collar Defense, Investigations, and Regulatory Advice Blog
- OCC Revises Recovery Planning Guidelines for Large Banks
- OCC Issues Guidance Reminding Banks of Risks Associated with Refinancing Commercial Loans
- CFPB Finalizes Personal Financial Data Rights Rule 1033
- SEC Settlement Reminds Firms to Periodically Review Their Use of Models, Calculators and Tools When Making Client Recommendations