MVA is proud to once again sponsor SIFMA’s C&L Virtual Forum

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07.2021

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Moore and Van Allen is proud to once again sponsor SIFMA’s C&L Virtual Forum, which takes place July 20-22, 2021. The C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. With a rich 50-year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.

Looking for helpful insights on how regulators view compliance programs? Be sure to join SIFMA C&L’s Virtual Forum on June 21 to hear from Edward O’Keefe, co-head of MVA’s Financial Regulatory Advice & Response, for the “Prudential Bank Regulators’ View of Compliance Programs.” During this panel discussion, Ed and his colleagues will address issues including:

• Evolving Regulatory Expectations for Compliance Programs
• Compliance Challenges in a Hybrid Work Environment
• Effective Escalation
• Employee Oversight and Evolving Monitoring Expectations

With over 330 lawyers and professionals, more than 100 of whom regularly serve financial services clients, Moore & Van Allen offers a comprehensive suite of legal services in over 60 areas of focus and provides significant value to our clients. MVA is nationally recognized as a leader in the financial services sector with a long history of meeting the unique and evolving challenges facing financial services institutions. We believe very few firms in the country offer the breadth and experience representing clients across disciplines and practice areas while maintaining a clear commitment to client service than MVA.