Jonathan Prytherch’s article published by Westlaw Today: FINRA closes out 2021 with further guidance on pandemic-related issues for member firms

Moore & Van Allen Litigation Counsel Jonathan Prytherch discusses a regulatory notice by the Financial Industry Regulatory Authority that reviews a rule requiring broker-dealers to prepare for business disruptions in his Westlaw Today article titled, “FINRA closes out 2021 with further guidance on pandemic-related issues for member firms.” To view the article, please click here.